Broker at Elan Brokers
It is important that you read this document
This information will help you to choose a financial adviser that best suits your needs. It will also provide some useful information about the financial adviser that you choose.
What sort of adviser am I?
I am a registered, but not authorised, financial adviser. I can give you advice about personal risk management. This includes solutions such as life, medical, income protection and trauma insurance and how these solutions best fit your specific personal or business situation.
What should you do if something goes wrong?
If you have a problem, concern, or complaint about any part of my service, please tell me so I can try to fix the problem. You may contact our internal disputes service by telephoning 09 268 4140, by email to email@example.com or in writing to Elan Brokers, PO Box 8499 Symonds Street Auckland 1150.
If we cannot agree on how to resolve the issue, you can contact our external Disputes Resolution Service – currently the Insurance & Savings Ombudsman. This service will cost you nothing, and will help us resolve any disagreements. You can contact the Insurance & Savings Ombudsman by emailing firstname.lastname@example.org, or calling the Insurance & Savings Ombudsman on 0800 88 202, or in writing to: Insurance & Savings Ombudsman, PO Box 10845, Wellington 6143. Our Member number with ISO is 2000621.
How am I regulated by the Government?
You can check that I am a registered financial adviser at http://www.fspr.govt.nz . The Financial Markets Authority regulates financial advisers. Contact the Financial Markets Authority for more information, including financial tips and warnings. Our registration number with is FSP93821.
You can report information or complain about my conduct to the Financial Markets Authority, but in the event of a disagreement, you may choose to first use the dispute resolution procedures described above (under “What should you do if something goes wrong?”).
I, Richard Pykett declare that, to the best of my knowledge and belief, the information contained in this disclosure statement is true and complete and complies with the disclosure requirements in the Financial Advisers Act 2008 and the Financial Advisers (Disclosure) Regulations 2010.
This Disclosure Statement, (version 1.0), was prepared on 01/07/2011.